VP, Assistant General Counsel — Regulatory Examinations (Boston)

LPL Financial seeks an experienced attorney to join the Regulatory Examinations & Inquiries team as Vice President, Assistant General Counsel. This role manages regulatory examinations and inquiries, partnering with Legal, Compliance and business leadership to address risk across legal, regulatory, operational and reputational areas. The ideal candidate has securities exam or enforcement matter experience, can handle a substantial docket autonomously, and collaborates with the Legal Department …