Compliance Officer

Insight Global

Grand Central, Manhattan · full-time · $66,452 – $66,452 / yr

Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for the business regarding marketing materials and communications. The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. - Review marketing material for consist…
🔄 New version available!